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Address: 62 North Avenue, Letchworth Garden City, SG6 1DJ
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Telephone: 01462 672094
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Fax: 01903 764949
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Charging Structure: The firm is authorised and regulated by the Financial Services Authority (FSA) to advise on and arrange Life Assurance, Pensions, Collective Investments, Personal Equity Plans, Individual Saving Accounts and Financial Planning. We are bound by the rules of the FSA.
Platinum Wealth Group Limited is an independent adviser and will act on your behalf in advising you on products from the whole market.
With regard to investments we have arranged for you, these will not be kept under review unless we have been specifically asked to do so by you. However, we may contact you in the future by means of an unsolicited promotion should we wish to contact you to discuss the relative merits of an investment or service which we feel may be of interest to you.
Written Instructions
We will normally require you to give written instructions in order for us to carry out transactions on your behalf. However, in cases of emergency we will act upon spoken instruction subject to confirmation in writing.
Remuneration
We derive income from commission paid to us in respect of transactions in Life Assurance. PEP/ISA, Unit Trusts and other Regulated Collective Investment Schemes and in Investment Trust Companies¿ shares held in a PEP/ISA or regular savings scheme. We shall tell you the amount and the frequency of commission payable to us on any such investment.
If we receive commission or other form of benefit from the issuer of a security or from another intermediary, we will inform you but we will not tell you its amount unless you ask us to do so. We reserve the right to share any commission or fees received by us with other introducing agents.
Alternatively, if you or we propose to operate on a fee basis, we will agree its basis, frequency and method with you in writing before we carry out any chargeable work. Should we receive commission from any third party in relation to transactions arranged for you, we will offset the amount received against any fees due.
Accounting to Customers
Unless in exceptional circumstances, we will confirm to you in writing the basis or our reason for recommending the transaction executed on your behalf.
We will also make arrangements for all your investments to be registered in your name unless you first instruct us otherwise in writing. We will forward to you all documents showing ownership of your investments as soon as practicable after we receive them; where a number of documents relating to a series of transactions is involved, we will normally hold each document until the series is complete and then forward them to you.
Conflicts of Interest
We offer independent advice but occasions can arise where we, or one of our customers, will have some form of interest in business that we are transacting for you. If this happens, or we become aware that our interests or those of one of our other customers conflict with your interests, we will inform you in writing and obtain your consent before we carry out your instructions.
Client Money
The firm does not handle clients money. We never accept a cheque made out to us (unless it is a cheque in settlement of charges or disbursements for which we have sent you an invoice) or handle cash.
Financial Services Compensation Scheme
We are covered by the Financial Services Compensation scheme (FSCS). You may be entitled to compensation from the scheme if we cannot meet our obligations. This depends on the type of business and the circumstances of the claim.
Most types of investment business are covered up to a maximum limit of £50,000. Further information about compensation scheme arrangements is available from the FSCS.
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Business Areas: Corporate Finance, Direct Investments, Equity release, Ethical investments, Group Pensions, Group Protection, ISAs, Investment Bonds, Investment Trusts, Life Assurance, Management of Investments, Offshore investments, Personal Lines, Personal Pensions, Personal Protection, Property investments, Residential Mortgages, Retirement Planning, SIPP, Tax Efficient Investments, Traded Endowments, Unit Trusts
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Financial Qualifications: CeMAP, FPC1, FPC2, FPC3, LMAPC
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Address: 5 Netley Dell, Letchworth Garden City, SG6 2TF
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Telephone: 07956 233838
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Fax: 07956 233838
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Charging Structure: Fee or commission
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Business Areas: Life Assurance, Personal Lines, Personal Protection, Residential Mortgages
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Financial Qualifications: CeFA, CeMAP
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Address: PO Box 401, Letchworth Garden City, SG6 9BN
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Telephone: 01462 687337
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Fax: 01462 687338
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Charging Structure: As independent financial advisers, we are able to work on the basis of fees payable directly by our clients, or in some cases it may be possible for us to be remunerated by commission payable on recommending a particular product or service, or by a combination of fees and commission.
Any fee or commission amounts would always be confirmed to and agreed with you before proceeding with providing any advice.
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Business Areas: Direct Investments, EIS, Equity release, Ethical investments, Group Pensions, Group Protection, ISAs, Investment Bonds, Investment Trusts, Life Assurance, Management of Investments, Personal Pensions, Personal Protection, Property investments, Residential Mortgages, Retirement Planning, SIPP, Tax Efficient Investments, Unit Trusts, VCT
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Financial Qualifications: DipPFS, FPC1, FPC2, FPC3, LMAPC, MAPC
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Address: 117 Baldock Road, Letchworth Garden City, SG6 2EG
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Telephone: 01462 684036
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Fax: 01277 202518
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Charging Structure: Fee or commission
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Business Areas: ISAs, Investment Bonds, Investment Trusts, Life Assurance, Personal Pensions, Personal Protection, Retirement Planning, Tax Efficient Investments, Unit Trusts
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Financial Qualifications: No records held.
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Address: At Satchells, Station Place, Letchworth Garden City, SG6 3AQ
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Telephone: 01462 481133
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Fax: 01462 674321
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Charging Structure: Fee based
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Business Areas: Life Assurance, Personal Pensions, Personal Protection, Unit Trusts
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Financial Qualifications: No records held.
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